Volume 10 Supplement 1
Crystallizing short-read assemblies around seeds
© Hossain et al; licensee BioMed Central Ltd. 2009
Published: 30 January 2009
New short-read sequencing technologies produce enormous volumes of 25–30 base paired-end reads. The resulting reads have vastly different characteristics than produced by Sanger sequencing, and require different approaches than the previous generation of sequence assemblers. In this paper, we present a short-read de novo assembler particularly targeted at the new ABI SOLiD sequencing technology.
This paper presents what we believe to be the first de novo sequence assembly results on real data from the emerging SOLiD platform, introduced by Applied Biosystems. Our assembler SHORTY augments short-paired reads using a trivially small number (5 – 10) of seeds of length 300 – 500 bp. These seeds enable us to produce significant assemblies using short-read coverage no more than 100×, which can be obtained in a single run of these high-capacity sequencers. SHORTY exploits two ideas which we believe to be of interest to the short-read assembly community: (1) using single seed reads to crystallize assemblies, and (2) estimating intercontig distances accurately from multiple spanning paired-end reads.
We demonstrate effective assemblies (N50 contig sizes ~40 kb) of three different bacterial species using simulated SOLiD data. Sequencing artifacts limit our performance on real data, however our results on this data are substantially better than those achieved by competing assemblers.
Several new short-read sequencing technologies are now actively competing in the race towards the $1,000 genome. Each of these technologies produces raw sequence data with particular characteristics and distinct error models. However, it has become clear that three major contenders (Solexa/Illumina, Agencourt/Applied Biosystems, and Helicos BioSciences) aim to produce high volume, 25–30 base paired-end reads.
Short read sequencing has lead to a new surge of interest in the old problem of sequence assembly. These new technologies have only recently started producing data suitable for de novo assembly. Several teams are now building short-read assemblers (see Section "Related Work"), but the protocols optimizing assembly projects (e.g. optimal mixes of short- and long-reads) are still being invented.
In this paper we present our assembler SHORTY, targeted towards paired-end microread sequencing data. SHORTY uses a very small volume of "seeds", perhaps 5–10 reads/contigs per bacterial genome. These seeds can be either virtually constructed using a conventional single-ended read assembler, or purchased with a trivial amount of Sanger sequencing. Still, these seeds enable us to produce significant assemblies with a short-read coverage of 100×, easily obtainable on one run of any of the new machines. Further, our final assemblies prove very accurate even though our reads contain base error rates associated with the machines available today. Certain previous work on microread assembly underestimates the complexity of the problem by simulating assembly on error-free reads.
SHORTY exploits two ideas which we believe of interest to the short-read assembly community:
Seed reads for crystallizing assemblies – Several other assemblers intermix low (say 2×) coverage from Sanger or 454 reads with a higher coverage of short reads to fill up gaps. Instead, we use a single 300 – 500 base computed seed read to grow a neighboring contig of greater or equal to Sanger length. By repeating this process on the new contig, we can walk across the full genome assembling perhaps 90% of the genome into 15–20 kb contigs. Assembling the results of such walks from a trivial number of seeds produces contigs with an N50 size (length such that at least 50% of the assembled genome lies in blocks of the N50 size or greater) of 40 kb on bacterial genomes and 98% coverage in non-trivial contigs.
The seed coverage assumed by our protocol is so modest it eliminates the need for a lab to own more than one type of sequencing platform. These trivial number of reads can be generated from short reads by following any simple assembly algorithm or likely even extracted from highly-conserved ribosomal RNA sequences scavenged from databases. Already existing assemblers (e.g. [1, 2]) for single-ended short reads can generate these starter seeds.
Inter-contig distance estimation from spanning paired-end reads – Sequencing protocols specify the mean separation distance and variance between the ends of the paired-end reads. Typically, these insert lengths are normally distributed, say with a mean distance of 2700 bases and a standard deviation of 350 bases. Our walking assembly strategy naturally produces two neighboring contigs separated by some insert distance. The substantial number of paired-end reads with one end anchored in each contig provides the possibility of accurately estimating the distance between the contigs. Such estimation enables us to order contigs and fill gaps using shorter overlaps that would be unconvincing in the absence of distance information.
Huson et. al  proposes an idea to order contigs from mate-pair reads but it is not scalable for the volume of data we have in a short read assembly project. In this paper, we use such distance estimation efforts in a way that scales for short read assemblers.
We survey related work on short-read assembly below. The primary research issue today is not the head-to-head comparison of which assembler is "best", but to identify the most cost-effective short-read sequencing protocol which results in data that can be reconstructed when coupled with the right assembly strategy.
Short read sequencing technologies
Although the Sanger sequencing method  has been the dominant sequencing technology for decades, novel technologies for short read sequencing are being developed by several groups. [5–9]. See  for a recent survey and analysis of these technologies. These new short-read sequencing technologies differ in details of localizing molecules, amplification and sequencing approach. Our assembler has been developed for microread technologies that generate mate paired short reads. Hence, it is suitable for data generated by companies like:
Applied Biosystems: They recently released their SOLiD™ sequencing machine, which uses technology that is acquired from Agencourt Bioscience Corporation. Agencourt commercialized their technology based on Polony Sequencing developed by Church and Mitra [11, 12]. Indeed, the parameters underlying our simulations were selected with SOLiD™ in mind.
Solexa: They were recently acquired by Illumina. Their sequencing machine, Illumina Genome Analyzer, can load to eight samples onto their flow cell surface for simultaneous analysis. The platform offers high accuracy, high throughput and relatively low cost ($3000 per run, $400 per channel), and promises real support for double-ended reads forthcoming very soon.
Helicos BioSciences: They are pioneering a single-molecule approach to sequencing based on technology from . This offers advantages in capacity and eliminating amplification-specific bias. Their HeliScope™ sequencing machine contains two flow cells where billions of single molecules of sample DNA are captured on an application-specific proprietary surface to serve as templates for the sequencing-by-synthesis process. Recently, they published  M13 genome re-sequencing data based on their new technology.
Comparison of different short read sequencing technologies. Comparison of existing short read sequencing technologies in terms of throughput and read length.
Throughput (per run)
Read length (base)
100 M bases/7 hours
100 or more
2 G bases/day
4 G bases
25 – 30
Illumina Genome Analyzer
2 G bases/2 days
25 – 30
The success of shotgun sequencing  led to the development of several successful assemblers for Sanger reads. Most of them were based on the overlap-layout-consensus  paradigm, while others took a graph-theoretic approach. Some assemblers were suitable for hierarchical sequencing, while others targeted whole genome shotgun (WGS) sequencing.
As short read sequencing technologies mature, several bioinformatics groups have started working on short read assembly projects. Most algorithms are still tested on simulated data, as true assembly-quality data is not yet readily available for most platforms. Solexa double-ended reads and Applied Biosystems' SOLiD™ system have just entered the market, so real data should be available in relatively short order. We classify short read assemblers in three different groups, based on the type of reads they expect. The first class of assemblers are similar to ours in targeting mate-paired data generated from Solexa/ABI machines:
ALLPATHS  is an assembler being developed at the Broad Institute reporting excellent assembly on paired-end Solexa-type data with 80× coverage using a protocol with three different insert sizes (50 kb ± 10%, 6 kb ± 10%, and 0.5 kb ± 1%). SHORTY is different in (1) assuming a substantially simpler, single library experimental protocol and (2) employing shorter reads (25 vs. 30 bp).
Medvedev and Brudno's RECOMB 2008 paper  reports assembly results for bacterial scale genomes which are more directly comparable to ours. They assemble simulated 25-base paired (although error-free) reads into contigs with N50 contig sizes around 25 kb. We produced bigger N50 (30 – 45 kb) even with the presence of sequencing errors.
Velvet augments 50× Solexa data to produce high quality assemblies. They use reads of 35 bp length whereas SHORTY can handle 25 bp long reads, which is more realistic for SOLiD data. Our N50 size is comparable with those of Velvet despite the shorter read length.
The second class are assemblers targeting 454 data, which include:
Newbler is a proprietary de novo assembler from 454 Life Sciences Corporation which is designed to handle their data which is in the form of flowgrams. It is based on the overlap-layout-consensus paradigm and consists of three modules: Overlapper, Unitigger and Multialigner. As 454 doesn't typically produce paired-end data, Newbler generates a set of unlinked contigs.
EULER analyzed the feasibility of short read assembly of read length 70–200 using EULER. On simulated data from several bacterial genomes, they produced a mix of long and short contigs.
EULER-SR , the new version of EULER is particularly designed for reads generated by next generation sequencing technologies. The results are based on a hybrid approach where they used 454 and Sanger type data together to generate an assembly. They presented some results for simulated paired 454 reads as well.
SHRAP  is another assembler that assemble reads of length around 200 base pairs using a proposed sequencing protocol for mammalian-scale genomes.
A final class of short-read assemblers focuses on single-ended reads produced by the first generation of Solexa machines:
SSAKE  is a short read assembler that was tested with simulated error-free 25 mers. It performs well with viral genomes. In a recent release, SSAKE started supporting paired end reads.
SHARCGS  is a de novo short read assembler that handles short reads as short as 25–40 bases. It generates a set of large contigs but without any ordering information. Their algorithm was tested against Illumina's 1 G sequencing instrument. It uses a method that it calls contig elongation: a read is extended by looking for other reads in a prefix tree for potential extensions. It doesn't handle paired-end reads.
Phusion was used by Sanger Institute to assemble many genomes from shotgun sequences. Recently they showed  possibilities of assembling short reads by mixing a low coverage (0.5–2×) of capillary reads with them. They used 454 and Solexa data for their prototype.
Adena is a recently published short read assembler that works on 35 bp long Illumina data and performs better and less resource hungry in comparison to SSAKE and SHARCGS. N50 sizes presented in their paper was in the range 6–14 k bp long.
Results and Discussion
We have rigorously tested our assembler on simulated sequence data generated from three bacterial genomes – M. genitallium, S. suis (strain P1/7) and E. coli (DH10B). The reference sequences are 580, 075; 2, 007, 490 and 4, 686, 136 bases long. Our simulations were designed to conform as closely as possible to an assembly project on the Applied Biosystems' SOLiD platform. Indeed our coverage, insert distribution, and base error distribution are derived the actual data set discussed below.
SOLiD is an ultra high-throughput technology. Thus we can exploit the resulting huge coverage to discard bad reads based on the base quality scores [26, 27]. After discarding all the reads from the real data set that had average quality scores below 15, we still had 200× of raw reads with a 0.1% base sequencing error rate. The insert length for the data set was found to be normally distributed with mean length of 2,270 and standard deviation 350.
We maintained these properties in our simulated dataset, except that we sampled our reads uniformly whereas the real data set contains artifacts like thinly sampled regions. All reads were 25 bases long and sampled in SOLiD's color space. Starter seeds used in the experiments were around 500 bases long. All data were sampled from both strands of the corresponding genome. All datasets were generated in SOLiD's two base encoding format and hence the contigs we generate are also two base encoded.
Experiments with simulated SOLiD data
Assembly results. Assembly results for different data sets. Coverage is the fraction of the reference sequence covered by the generated contigs. Results are shown within different levels of minimum contig accuracy (97%, 99%, 99.9%). Minimum length of a contig considered for this analysis was 100 bases. All contig lengths are expressed in kilo bases. L c is the length of contig c whereas S c is its accuracy score. S a is the total assembly score. For further illustration of these terms, refer to the end of the Methods section.
# of reads (million)
# of seeds
N50 length (kb)
L c (S c )
Experiments with real SOLiD data
Assembly with real data. Three SHORTY experiments with real ABI SOLiD data. Each experiment was run using three different and randomly sampled seeds. Coverage is the fraction of the reference sequence covered by the generated contigs. Results are shown within different levels of minimum contig accuracy (97%, 99%, 99.9%). Minimum length of a contig considered for this analysis was 100 bases. For gap analysis, minimum contigs accuracy considered was 90%. L c is the length of contig c whereas S a is the total assembly score. For further illustration of these terms, refer to the end of Section "Methods".
Average L c
# of gaps
Avg. gap len
To put our performance on the real dataset into perspective, we tested the data against other available assemblers. None of them currently works with ABI's color space data, making it difficult to find suitable assembler that could run SOLiD data with minor format change. We tried SHARCGS , but even the 32 G memory available in our machines did not suffice for assembly. We tried the latest version of SSAKE  with the default setting for paired end reads. SSAKE produced only 846 contigs (only 2.1% coverage of the reference sequence) that were longer than 100 bases, with the maximum contig size of 337 bp.
All experiments mentioned here were running in machines with two 1.8 GHz AMD Opteron processors. In the end, SHORTY was proved to be extremely efficient in memory consumption. A 100× single seeded experiment with M. genitallium took 220 M of memory. Experiments with S. suis and E. coli consumed 1.2 G and 2.7 G memory respectively. Their corresponding running time was 3, 6 and 10 hours. When using multiple seeds, we run each seed in parallel in different machines. That means, SHORTY is capable of running in most of today's personal computers. We have seen that resource consumption was one of the major concerns with short read assembly due the the huge volume of data.
We have presented what we believe to be the first results on the de novo assembly of ABI SOLiD data. The results we have presented here provide evidence that high-quality short read assembly is indeed possible using simple and economical protocols on real short-read data. Unlike previous works, our protocol uses a single sample preparation as opposed to a mix of insert sizes or or runs on a mix of different platforms (e.g. 454 and Solexa). Our assemblies thrive on significant variance in insert length, further simplifying preparation over others in the literature.
Our use of single seed reads is more of a nuisance than a problem, as this data can be obtained cheaply through outsourcing services. An interesting question is whether they are really necessary. Database sequence from closely-related species should suffice, but even more to the point is noting how little information they add to the process. Three 500 base seeds represent only 3,000 bits of information in an assembled genome of 4,000,000 bits, making it hard to believe they really are essential. Our proposed alternative to this is to run an existing assembler on the initial reads to get few contigs large enough to serve as starter seeds. We hope add this to SHORTY as part of a future release.
Our primary direction of further work is demonstrating significant de novo assemblies on each of the major short-read platforms, namely ABI SOLiD™, Solexa paired-read data, and Helicos Biosciences data as they become available to us. We are also working to raise our N50 sizes through gap filling techniques based on accurate positional estimation.
Reads are stored in an efficient data structure to be able to be retrieved later. Also all bad reads are discarded.
A seed is chosen and processed. This can be any of the starter-seeds or next generation seeds that SHORTY generates. This step basically gives us a set of neighboring reads whose other ends (from the mate-pair) map onto the seed.
From the group of reads we got from the previous step, we generate contigs based on their overlap information. We discard contigs that are below certain threshold length (say 100 bases).
Some of the contigs generated are long enough to be considered as seeds again. For each such contig, we repeat from step 2. If we don't have any such contigs, we continue to the next step.
All contigs generated from all seeds (including multiple starter seeds) are considered together for further processing to generate larger contigs.
Scaffolds are generated and inter-contig gaps are calculated. Also, mis-assemblies (e.g. chimera) are detected at this step.
In a typical data set, we have millions of pairs of reads. Our use of these reads requires them to be accessed many times during the assembly process. To make the searching process faster while spending less memory, we store the reads in a compact trie. We insert all the pairs based on their left-mers and right-mers. From each pair, we generate another pair of reads. The left-mer of the new pair will be the reverse complement of the left-mer of the original pair. Similarly the right-mer of the new pair will be the reverse complement of the right-mer of the original pair. We insert the new pair in a similar way. So, after the trie building process is finished, we know for a particular k-mer which pairs of reads contain that k-mer in their left-mer or right-mer.
Since reads contain a variety of sequencing errors, our trie searching method is designed to search a k-mer within a certain number of maximum mismatches allowed.
Processing a seed
The group of reads formed in the previous stage is expected to have overlapping reads when we are presented with enough input coverage. We construct a directed graph G = (V, E) where V is the set of reads in the group. E contains all the edges in the graph. An edge e ij ∈ E if there is a qualified (say above some threshold) overlap from read i to j. e ij denotes the amount of overlap (For 25 base long SOLiD reads, we considered an overlap if it were at least 15 base long. But it depends on the coverage and quality of the data). We greedily choose the longest path from G and merge the reads along that path to produce a contig. We keep doing this for the next longest path possible. We only consider paths longer than a threshold. This generates a set of contigs which are expected to be in neighboring positions in the reference. While considering an overlap, we also take into account the quality of the bases. Considering the possibility that the reads may contain different kinds of errors, it is not always possible to have 'clean' overlaps. We use a dynamic programming based approach where we penalize for such error conditions. We also store voting information (for each position we count the number of A, T, G and C that comes from the constituting reads) for each position of a contig which helps us to choose the appropriate base for a position in case we have multiple candidates which might be the result of errors in the constituting reads. This can be used to determine the quality of that base.
Generating new seeds
Some of the contigs generated in the previous stage might qualify to be used as seeds again. These next generation seeds are chosen based on the length and quality of the contigs. It is also possible to use a collection of neighboring contigs as a single seed. However, in SHORTY we only consider individual contigs as seeds.
New seeds are treated like starter seeds. This is where SHORTY keeps iterating until we have no more seeds or reads available for use or we have reached our desired output thickness level.
Generating larger contigs
At this stage we are expected to have decent sized contigs. In SHORTY, we allow a single read to be used multiple times to generate redundancy of contigs. This compensates for sequence repetitions, and works well when the data is sampled uniformly with few gaps, as should happen when sequencing with high coverage. We define output thickness defined as the ratio of the total length of generated contigs and reference sequence length. If our target output thickness is t, we usually allow a read to be used maximum t times. A typical value of t for a single starter seeded run is 5. With more starter seeds, we can choose a lower value of t. With t > 1, it is expected that contigs will overlap among themselves. This along with the normal distribution of insert lengths form the basis of forming larger contigs and removal of inter-contig gaps.
The number of contigs available for processing in this stage is very large. For example, a SHORTY run of E. coli with desired output thickness 5 and read reuse limit 5 produces more than 90, 000 contigs. Finding candidate merges like Figure 5 from this large amount of possibilities can be expensive. Also, with the presence of repeat regions, considering a merge based on overlaps without any other information might be misleading.
Estimating gap between contigs
The combination of relatively high-coverage as realized by paired-end microreads provides new opportunities to accurately estimate the distance between non-overlapping contigs (e.g. Figure 8). The simulations discussed in this paper assume 100× sequence coverage in 25-base paired reads. This yields an expectation of two reads starting from each position on the genome, half of which will represent the 5' read. This implies that the number of read-pairs spanning any interior position on the genome roughly equals the insert length. Thus hundreds or even thousands of read pairs connect each two non-overlapping contigs, all of whose insert sizes were drawn from a normal distribution of known mean and standard deviation. By analyzing where these read-pairs map on each contig we can accurately estimate the inter-contig distance. Huson et. al  has the statistical analysis required to calculate such distances and we use similar calculations for SHORTY.
Accurate distance estimation is vital in later-stage contig merging in SHORTY. Many contigs generated from seeds overlap, but too weakly to be statistically significant over the scale of a genome assembly. Accurate information about position enables us to merge them confidently. Secondary benefits include reduced running times (by avoiding unpromising contig-overlap pairs) and dealing with repeats.
To verify how well SHORTY is performing we determine the accuracy of a contig by mapping it back to the reference genome. MUMmer , which uses an efficient method based on suffix tree, is used to find these matches. For a match, an accuracy score S c is defined as x + y - 100, where x% of contig c was matched to the reference sequence with y% similarity. This way, we highly penalize for mismatched parts of a contig and only very good contigs get a good score. This is in contrast to some other assemblers where accuracy is only based on similarity and low penalty for mismatches.
SHORTY produces some misassembled contigs, just like any other assembler. In order to determine the overall assembly quality, these bad contigs should be taken into account. Unlike most other methods (where % of good contigs are reported) used in the literature, we take an weighted scoring scheme where alonger contig has more influence than a shorter contig. The total assembly score S a is defined as (∑∀c∈CS c L c )/∑∀c∈CL c , where C is the set of all contigs, S c is the accuracy measure for contig c ∈ C and L c is the length of contig c ∈ C.
All documentation, source code and other information on SHORTY are available at http://www.cs.sunysb.edu/~skiena/shorty.
We are grateful for earlier work on SHORTY by J. Chen and G. Sabbani. We also thank Francisco M. De La Vega and Michael D. Rhodes of Applied Biosystems for their interest in the project. Comments made by the anonymous reviewers were also very helpful. This project is partially supported by NSF Grants EIA-0325123 and DBI-0444815.
This article has been published as part of BMC Bioinformatics Volume 10 Supplement 1, 2009: Proceedings of The Seventh Asia Pacific Bioinformatics Conference (APBC) 2009. The full contents of the supplement are available online at http://www.biomedcentral.com/1471-2105/10?issue=S1
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