Volume 13 Supplement 16

## Statistical mass spectrometry-based proteomics

# A tutorial in displaying mass spectrometry-based proteomic data using heat maps

- Melissa Key
^{1}Email author

**13(Suppl 16)**:S10

https://doi.org/10.1186/1471-2105-13-S16-S10

© Key; licensee BioMed Central Ltd. 2012

**Published: **5 November 2012

## Abstract

Data visualization plays a critical role in interpreting experimental results of proteomic experiments. Heat maps are particularly useful for this task, as they allow us to find quantitative patterns across proteins and biological samples simultaneously. The quality of a heat map can be vastly improved by understanding the options available to display and organize the data in the heat map.

This tutorial illustrates how to optimize heat maps for proteomics data by incorporating known characteristics of the data into the image. First, the concepts used to guide the creating of heat maps are demonstrated. Then, these concepts are applied to two types of analysis: visualizing spectral features across biological samples, and presenting the results of tests of statistical significance. For all examples we provide details of computer code in the open-source statistical programming language R, which can be used for biologists and clinicians with little statistical background.

Heat maps are a useful tool for presenting quantitative proteomic data organized in a matrix format. Understanding and optimizing the parameters used to create the heat map can vastly improve both the appearance and the interoperation of heat map data.

## Keywords

## Background

Heat maps are an efficient method of visualizing complex data sets organized as matrices. In a biological context, a typical matrix is created by arranging the data such that each column contains the data from a single sample and each row corresponds to a single feature (e.g. a spectrum, peptide, or protein).

Correlation and interaction matrices are also common [1, 2], but anything which can be arranged as a matrix can be displayed, for example the results from a series of statistical tests. In each case, the power of using a heat map is its ability to display patterns in large quantities of data without summarizing.

## Heat map components

A heat map is the combination of two independent procedures applied to a data matrix. The first procedure reorders the columns and rows of the data in order to make patterns more visible to the eye. The second procedure translates a numerical matrix into a color image. Here, we use a series of illustrative examples to introduce the concepts from each procedure, and show how they impact the final heat map.

## Data reordering

Data reordering plays a critical role in demonstrating patterns in the data. The goal of data reordering is to place columns (or rows) with similar profiles near one another so that shared profiles become more visible. Most heat maps use an agglomerative hierarchical clustering algorithm to group the data, and display this information using a dendrogram. An agglomerative hierarchical clustering algorithm on *n* objects begins by considering each object to be a group of size 1. At each step, the two closest groups are merged together, until all *n* objects are in a single group.

A dendrogram is a common method of graphically displaying the output of hierarchical clustering. At the bottom, each line corresponds to each object (clusters of size 1). When two clusters are merged, a line is drawn connecting the two clusters at a height corresponding to how similar the clusters are. The order of the objects is chosen to ensure that at the point where two clusters are merged, no other clusters are between them, but this ordering is not unique. When two clusters are merged, the choice of which cluster is on the left and which is on the right is arbitrary.

Inherent to this procedure is the ability to measure the similarity between clusters, that is to represent similarity with a measurement of distance. In fact, many hierarchical clustering algorithms only look at distances between data points, never at the original data. Two types of distance measurements are important: the distance between individual observations (distance), and the distance between two clusters of observations (agglomeration).

### Distance

Using **Equation 2**, if two variables have a strong relationship, they have a closer distance, regardless of whether they are both up-regulated together, or if one is up regulated when the other is down-regulated. In **Equation 3**, two variables must have a strong positive relationship to have a close distance: they must both be up-regulated together. Both definitions are useful in proteomic data sets where the actual measurements are not important, but the change in measurement from spectra to spectra is. Correlation distance captures whether the profile of up-regulation and down-regulation across spectra is the same for two proteins.

The second strategy for handling the variability across features is to standardize each row (feature) so that it has a mean of 0 and a standard deviation of 1. This removes systematic differences between different features with the same profile, so that proteins with the same profile have a small Euclidean distance. This strategy is illustrated by Figure 1(b). Standardizing the scale does not affect the correlation distance (Figure 1(c)).

The default distance function used by all heat map implementations is Euclidean distance, and can be modified using the distfun parameter. To change the distance function, a stand-alone (single parameter) distance function is required, such as those included in the bioDist package [9], which is a part of Bioconductor [8]. Alternatively, more flexibility can be gained by defining the distance function manually. For example, the cor.dist function in the bioDist package provides a measure of correlation distance, but cannot handle any missing data. Manually defining correlation distance allows more flexibility in how missing data is handled.

cor.dist <- function(x){

as.dist(1- abs(cor(t(x),

use="pairwise.complete.obs")))

}

### Agglomeration

Agglomeration is the process by which clusters are merged into larger clusters: and more importantly, determining which clusters should be merged. Unfortunately, measuring the distance between clusters is more complicated than measuring the distance between objects. Agglomeration methods must be compatible with the distance metric, because it is possible to merge two objects, two clusters, or a cluster and an object at most stages in the algorithm. It also must produce consistent results: the height of a cluster should never be smaller than the heights of the two clusters which were merged to create it. Several algorithms have been developed which meet these properties, of which two are especially common.

*x*

_{ i }in X and

*y*

_{ j }in Y. In words, the distance between two clusters is calculated as the distance between the two most distant points in each cluster (Figure 2(a)). This type of agglomeration method was developed from networking models, where the distance between two nodes is measured by the longest path between them. Variations on this method use the minimum or average distance between all pairs.

*n*clusters. At each step, the merge is chosen which minimizes this information loss, which is defined by the error sum of Squares (

*ESS*).

where *j* is an index for each cluster, *n*_{
j
} is the number of objects in cluster *j*, and *i* is an index for each object in cluster *j*.

*ESS*for each set of groups, we see

The second merge produces a smaller *ESS*, and so that is the clustering used. In general, the Ward method tends to produce tight concentric clusters.

The purpose of reordering the data is to cluster rows and columns with similar profiles so that patterns among the features and spectra can be easily observed. The most important consideration in this process is ensuring that the distances efficiently measure the similarity across spectra in biologically meaningful ways, i.e. without being influenced by systematic differences in features caused by technical aspects of detection via mass spectrometry. This can be accomplished by standardizing the data or using correlation distance. A good agglomeration method will cause patterns to be easily discerned across features and spectra. The same method may not be ideal for all data sets, so it is important to explore several to see what works best. All heat map functions default to using the hclust function to perform agglomeration. Within the hclust function, the agglomeration method is specified using the method option, but this cannot be adjusted it is called through the heat map. The simplest way to adjust this is to create a wrapper for the hclust function (or any other preferred agglomeration algorithm) with the desired method. For example, a wrapper which calls hclust using the Ward method would be written as:

hclust.ward <- function(x) {

hclust(x,method="ward")

}

This function is specified using the hclustfun option in all heat map implementations.

## Image representation

**A**and

**B**have a similar pattern across samples. Unless the actual numerical values in the data matrix have an explicit meaning, row scaling is usually advisable, and the heat map functions typically do this by default.

### Color mapping

Once any scaling has been performed, color mapping assigns breaks to the data range. Breaks are the transition points between one color in the palette and the next. By default, the data range is dividing into *n* equally spaced bins, requiring *n* + 1 breaks (including the minimum, *n* - 1 internal breaks, and the maximum). The number *n* varies across the different heat map functions, but is normally between 9 and 20. Equally-spaced breaks are ideal for compact data sets without outliers. In many real data sets, especially proteomics data sets, outliers can make this representation less effective.

*p*

^{ th }percentiles, while the remaining bins are equally spaced between these percentiles. This is shown in Figure 4c. The heatmap_2 and heatmap_plus functions in the Heatplus package contain the option trim=p which creates bins for values below the

*p*

^{ th }percentile and above the (1 -

*p*)

^{ th }percentile. Using other functions, these breaks must be defined explicitly.

Color mapping is controlled by the breaks option. A vector of *n* + 1 monotonically increasing numbers is required to map the data set to *n* colors, with the first number no larger than the minimum value in the data set and the last number no smaller than the maximum value in the data set. Breaks are always applied to the final data after any scaling has been performed, so if manually specified breaks are desired, the data matrix must be scaled outside of the heat map function, and the breaks must be calculated using the scaled data. By default, each heat map function uses equally spaced breaks.

### Color palette

Several packages in R, including gplots can be used to generate a custom color palettes by designating the low, middle, and high colors. For example, the following code will create a vector of 64 colors from pink to blue, going through brown in the middle:

#Requires gplots package

my.colors <- colorpanel(64,low="pink",

mid="brown",

high="blue")

While the choice of color palette is largely personal preference, two considerations are worth mentioning. First, although the green-black-red color scheme is extremely common due to its relation to red/green channels in microarray experiments, it cannot be interpreted by the color blind. For this reason, it should be avoided. Second, dark colors can be harder to distinguish from one another compared to light colors, as evidenced by comparing the bluered and greenred color schemes in Figure 5. In order to maximize the ability to distinguish colors in midranges, using a light "mid" color may be preferable.

The gplots package also contains pre-defined palettes particularly common in high throughput biological experiments including redgreen, greenred bluered, and redblue. This author prefers the bluered scheme, where low values are blue, middle values are white, and high values are red. This palette will be utilized throughout the remainder of this tutorial.

## Extras

Although the basic components discussed above are shared by all heat map functions, the implementation of other features varies significantly. While it is beyond the scope of this tutorial to provide an in-depth review of all the features of all the functions, three features in particular require mentioning.

### Color key

A color key is used to show the map between the data range (after scaling) and the colors. For any matrix, this can be useful in demonstrating which color(s) represent smaller values and which represent larger values. It becomes far more important when the data values have an explicit meaning. For example, a correlation matrix may contain values in the range of -1 and 1. When all the correlations contained in the matrix are greater than 0, using a blue-white-red color scheme without careful consideration of the breaks could produce a misleading visualization. By including a color key, such a mistake can be caught and corrected.

The functions heatmap_2, and heatmap.2 will produce legends as part of the heat map graphics. Color keys can be created manually for functions which will not create them or in cases where a non-standard key may be desired, as shown in Figure 4.

### Group labels

Group labels provide the final piece of information for a heat map. They allow us to incorporate known group memberships (e.g. the disease group or gender for a sample, the protein membership of a peptide, or the annotation of a protein) into the heat map picture. This information can be used to determine (1) whether groups of samples or features with the same group membership tend to cluster together and (2) if subgroups of samples or features with the same group membership have a distinct profile.

Each heat map function has unique methods available for displaying group information, so its useful to demonstrate each function separately. Consider a simulated data set with 24 samples and 10 features. The 24 samples are each associated with two different grouping variables: one which takes on 2 values (e.g. male/female) and one with 3 values (e.g. 3 disease groups). For the purpose of illustration, 5 features are associated with each variable.

**Figure (a)**and group

**Figure (b)**. To display more than two groups on the same heat map, the heatmap.plus function uses a data matrix of colors instead of a vector in Figure 6(c). It is possible to show colors on both the rows and columns of the image, but both must be matrices with at least 2 columns and rows equal to the rows (or columns) of the image.

The heatmap_plus function can display a binary (0,1) data frame with group information for each column using the addvar option. Each 1 in the data frame is displayed as a black box under the image plot. The h option is unique to the heatmap_plus function. Clusters of data points are defined by cutting the dendrogram at the specified height, with each cluster shown using a different color in both the dendrogram and in the group display. This is illustrated in Figure 6(d).

### Layout

The image layout determines the amount of space in the graphics window devoted to the dendrograms, group labels, image matrix, color key (if applicable) and margins. The heatmap_2 and heatmap_plus functions, based off of an early version of the heatmap function, provide very little control over the image layout: each component (if available and incorporated) has a fixed size and shape in the graphic, which cannot be modified. For example, a data matrix with dimensions 20 × 20 and a data matrix with dimensions 40 × 500 will both display in the heat map as a square - but the latter data matrix will contain smaller, rectangular boxes to represent each entry. The most control is possible with the heatmap.2 function. In this function, it is possible to explicitly define the fraction of space in the graphic windows for each component of the heat map. By default, heatmap.2 and heatmap.plus, fill the entire graphics window, so by changing the size of the output window or file, each cell can be made approximately square. The heatmap function is less predictable, with the results depending on the operating system.

## Example

To demonstrate the use of heat maps in an analysis, we will use the Prostate2000Peaks data set, which is available in the msProstate package [4] in R. This case study consists of 779 aligned, background-corrected, and normalized peaks detected in 652 spectra using SELDI TOF mass spectrometry [11]. The 652 spectra consist of duplicate measurements on 326 serum samples from 167 subjects with prostate cancer (PCA), 77 subjects with benign prostate hyperplasia (BPH), and 82 normal controls.

## Data preparation

Before any analysis can begin, the data must be formatted appropriately. At the very least, the data must be organized into a *n* × *p* matrix where *n* is the number of spectral features and *p* is the number of samples. This is often insufficient to produce a good heat map, particularly when the data has a non-symmetric distribution and missing values - both common situations when working with proteomic data. The Prostate2000Peaks data set is typical example of this, with a log normal distribution and a large number of zeros assumed to come from unobserved peaks.

Excluding the zeros, the range of data in the Prostate2000Peaks data set is (0.006, 79.234), which translates to a range of (-7.381, 6.308) on a log_{2} scale. Since log_{2}(0) = -∞, the zeros must be removed or replaced with a different value before applying the log transformation. Because the data reordering and color mapping steps are performed independently, different strategies can be used for each component of the heat map. Initially, we replace each zero with an NA, which designates missing data in R.

The distance function determines how robust the heat map function is to missing data. At a minimum, it is necessary to have at least one observed value in common for two samples or features to calculate a distance. In the Prostate2000Peaks data set, we address this by filtering out all features in which over 90% of the data is missing or fewer than 4 observations are found for any of the three disease groups. For the remaining 139 spectra, we replace the missing data with a low value for the purpose of calculating distances.

## Example 1: Simultaneous clustering of samples and features

In the Prostate2000Peaks data set, the primary goal of clustering spectra is to determine whether there is a characteristic abundance pattern in each type of spectra. The choice of distance function and agglomeration method should be chosen to aid in this visualization, and multiple methods can be compared. Only one group label is available (type of spectra), so the functions heatmap or heatmap.2 provide sufficient group information. In this case, the two advantages of using heatmap.2 is that it provides an option to change the cell color of missing values, and generates a color key.

While entire books have been written on the subject of missing data (e.g., [12]), the large quantities of missing data often encountered in mass spectrometry data make it necessary to briefly address the issue here. Several characteristics affect how missing data is incorporated into the heat map. In mass spectrometry experiments, missing data is typically assumed to result from unobserved or unquantifiable peaks. Consequently, the observed data and the missing data have different properties: missing data would have had lower values if it had been observed. In a heat map, missing data affects how the rows are standardized, the calculation of distances between rows (and columns), and how the matrix entries are represented in the color scheme.

Missing data affects row standardization because the center and standard deviation of the data are determined by the observed data. When the smallest values in the row are unobserved, these estimates are biased. In particular, the calculated standard deviation is likely to underestimate the true standard deviation, which magnifies differences in the observed data (after standardization). Alternatively, replacing the missing data with a low value can have a noticeable impact on the resulting heat map. Choosing a replacement value without understanding how the data was quantified will lead to bias. In this data set, the data is standardized while treating unobserved values as missing.

To measure the distance between two objects, the two objects must have at least 1 measurement in common. So to measure the distance between two samples, there must be one feature in which both samples have non missing data, and two features must have one sample on which both are measured. In this particular data set, this restriction would greatly reduce the number of features we could display. Since this would greatly diminish the value of the heat map, we know that the unobserved values are low, and we are primarily interested in visualization (and not a statistical test), we can justify the decision to impute the missing data to calculate the distance between rows. The missing values are replaced with a value of -10, which corresponds to approximately 0.001 on the original scale (and much lower than the minimum observed value of 0.006). Both dendrograms are created independently of the heat map using correlation distance and the Ward method of agglomeration. Creating them independently allows us use the data matrix with missing values in the call to heatmap.2 so that we can use the options heatmap.2 offers for displaying missing data.

### Interpretation

We focus on interpreting the behavior of the samples in Figure 7, shown in columns. While it is clear that there are rows with similar profiles, the absence of any additional data on the spectrum make it difficult to analyze the features further. The colors at the top of the heat map show the disease group (green = control, orange = BPH, brown = PCA). It is immediately obvious that the primary divisions between these samples is not the disease group. However, samples from the same disease group do tend to form small clusters with other samples from the same disease group. Furthermore, it is apparent that some of the BPH and PCA samples form clusters which exclude the healthy controls. Focusing on understanding the difference between these samples and those that cluster with healthy controls may provide insight which can be explored further through follow-up experiments.

## Example 2: Presenting significance results

Most statistical analyses involve one or more tests of statistical significance. In a mass spectrometry data set, the same tests is usually performed separately for each feature, or on the group of spectrum coming from the same protein. When multiple tests are performed on each protein or feature, a heat map can be used to organize and display the results. For the Prostate2000Peaks data set, we use t-tests to compare the disease groups in a pairwise fashion, with 3 comparisons total: PCA - BPH, PCA - control, and BPH - control. Each t-test is performed separately for each feature, resulting in two results matrices: one with the *p*-values, and a second with the *t*-statistics.

*t*-statistic. This will prevent three possible interpretation pitfalls which can occur if the heat map is created using

*t*-statistics with equally spaced breaks, as shown in Figure 8. Finally, when the number of degress of freedom is different for each

*t*-statistic, as is the case when the number of samples in each comparison varies, the significance cut-off may be different for each comparison. For all of these reasons, displaying raw

*t*-statistics in a heat map is not recommended. Instead, compute

that is, taking the log of the *p*-value, and multiplying it by the sign of the *t* statistic. The first transformation ensures that large *p* values (close to 1) are mapped near 0 while smaller *p* values are mapped to larger numbers. The second transformation ensures that the sign of the new matrix is the same as the sign of the *t*-statistic. Working with *p*-values has one additional benefit: multiple comparison correction is easy to incorporate.

*p*-value is not considered significant unless it is below a specific threshold, where 0.1, 0.05, and 0.01 are typical starting points. Using this as a starting point, we consider the following breaks, based on significance:

*p*-values. This prevents the pitfalls discussed earlier, and ensures that we have a standard basis for understanding any heat map presentation of results. The resulting color scale is shown in Figure 9.

Creating this type of heat map requires the following procedure:

1. Calculate the *t*-statistics and *p*-values, and arrange as a matrix. Perform multiple comparison correction on the *p*-values.

2. Calculate the matrix of displayed values using Eq.13.

3. Calculate the inner breaks by applying Eq.13 to the p-values above.

4. Calculate the minimum break as the minimum display value or -7, whichever is smaller. Calculate the maximum break as the maximum display value or 8, whichever is larger. Put all of these values into a single monotonically increasing breaks vector.

5. Create the heat map. Note that the option scale="none" must be used. In the Prostate2000Peaks data set, the trace option is used to emphasize how significant some results are without affecting the color scale.

### Interpretation

## Declarations

### Acknowledgements

I would like to thank Olga Vitek for her guidance and support, without whom this tutorial would not have been possible.

This article has been published as part of *BMC Bioinformatics* Volume 13 Supplement 16, 2012: Statistical mass spectrometry-based proteomics. The full contents of the supplement are available online at http://www.biomedcentral.com/bmcbioinformatics/supplements/13/S16.

## Authors’ Affiliations

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## Copyright

This article is published under license to BioMed Central Ltd. This is an open access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/2.0), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.